Third Party Authority

Client authorsationMade Simple

Generate Third Party Authority documents that grant you secure access to client information from banks, insurance companies, KiwiSaver providers, and investment platforms. Electronic signatures make data gathering seamless.

What's Included in Every TPA

Access Scope

What you can access

Clear Restrictions

What you cannot do

E-Signatures

Mobile optimised

Audit Trail

Full compliance

Access & Permissions

What you can (and can't) access

Third Party Authority grants you specific permissions to gather client information for advice purposes—with clear restrictions to protect client assets.

Banks & Financial Institutions

Access account statements, balances, and transaction history

  • View account balances
  • Request account statements
  • Access transaction history
  • Obtain interest rate information

Insurance Companies

Review policy details, coverage, and premium information

  • View policy documents
  • Check coverage details
  • Access premium information
  • Review beneficiary details

KiwiSaver Providers

Access fund information, balances, and contribution details

  • View current balance
  • Check fund allocation
  • Access contribution history
  • Review fee structures

Investment Platforms

Review portfolio holdings, performance, and transactions

  • View portfolio holdings
  • Access performance reports
  • Check transaction history
  • Review fee disclosures

Built-In Restrictions for Client Protection

TPAs are read-only access documents. You can gather information for advice purposes, but cannot perform any account operations.

Cannot withdraw funds from accounts

Cannot operate accounts or make transactions

Cannot change account details or beneficiaries

Cannot open or close accounts

Cannot authorize loans or credit facilities

Cannot make investment decisions without client approval

Flexible Validity Periods

Set custom validity periods for your TPAs—from specific durations to ongoing authorization. Clients can revoke access at any time.

Set Duration

12 months, 24 months, etc.

Ongoing

Until client revokes

Renewable

Easy renewal process

Common Use Cases

When you need TPA documents

Third Party Authority documents streamline data gathering across the client lifecycle—from onboarding to annual reviews.

Initial Client Data Gathering

Scenario

New client onboarding requires comprehensive financial information

Process

Instead of waiting weeks for clients to manually gather statements from multiple institutions, send a TPA for electronic signing. Access all required information directly from providers within days.

Benefit

Faster onboarding, complete data, better first impression

Portfolio & Asset Reviews

Scenario

Annual review or strategy session needs current account balances

Process

Generate TPA to access up-to-date portfolio holdings, balances, and performance across all client accounts—banks, investments, KiwiSaver, insurance.

Benefit

Real-time data for accurate advice, no chasing clients for statements

Insurance Policy Reviews

Scenario

Client needs insurance advice but policies are held with multiple providers

Process

TPA grants access to all policy documents, coverage details, premiums, and beneficiary information from insurance companies directly.

Benefit

Complete picture of insurance coverage without client legwork

Annual Compliance Checks

Scenario

Regulatory requirement to verify client asset positions annually

Process

Use existing TPA to pull current statements and balances from all providers for compliance documentation and record-keeping.

Benefit

Streamlined compliance process, audit-ready documentation

Switching to New Adviser

Scenario

Client transferring from another adviser needs information access

Process

Establish TPA authorization immediately to access historical account data, portfolio holdings, and transaction history from all institutions.

Benefit

Smooth transition, complete context, no information gaps

Pro tip: Generate TPAs at the start of your client relationship for ongoing access. Clients sign once, you access information as needed throughout the engagement—no repeated authorisation requests.

How It Works

From generation to authorisation

The entire process—from creating the TPA to obtaining client authorisation—takes minutes instead of weeks.

1

Select Client & Generate

Choose household, select TPA template, click generate

30 seconds
2

Customise Scope

Specify which institutions and what information you need to access

1 minute
3

Generate Secure Link

Create password-protected link with email verification

15 seconds
4

Client Signs

Client reviews permissions, verifies email, and signs electronically

2-3 minutes
5

Access Information

Present TPA to institutions to gather required client data

As needed
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